Downey Brand LLP
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Securities Practice

Our corporate securities practice offers expertise in complex, high-value securities transactions along with a seasoned litigation team whose members are proficient in litigating complex and high-stakes securities-related cases.

On the transaction side, we handle the following:

  • public and private offerings
  • the sale of securities
  • corporate equity and debt offerings
  • real estate syndications
  • investment trusts and limited partnerships

We also assist publicly-held companies in their disclosure requirements as mandated by the Securities and Exchange Commission, the Federal Deposit Insurance Corporation and similar agencies.

On the litigation side, we have experience representing clients involved in state and federal litigation arising from the purchase or sale of securities. Our securities litigators also have an impressive record representing plaintiffs and defendants in actions alleging securities fraud or breaches of contractual or fiduciary duties of securities brokers and dealers.

Representative Experience


ATTORNEYS IN PRACTICE

D. Steven Blake

Ian B. Carter

Bruce F. Dravis

Jeffrey M. Koewler

Marianne E. Murray


PUBLICATIONS

The Attorney As Corporate Director

SEC: Google Attorney "Caused" Violation

Sorting Out, Sarbanes-Oxley

Options: Wrong Premise, Wrong Result

SEC Proposes Significant Public Offering Changes

Pay to Public Company Execs Needs Prompt Disclosure

Real Time Disclosure Really Arrives

Businesses Must Avoid 'Shell' Games

Level One's big IPO: 10 years later, 5 lessons

Investors Find Divorce Complicates Stock Options

New SEC Rule Eases Trading for Insiders, Sort of

 

PRACTICE AREAS

Banking/Financial Institutions

Bankruptcy and Commercial

Construction

Corporate

Employment

Employment Litigation

Energy

Environmental

ERISA and Employee Benefits

Family Law

Intellectual Property

Land Use

Litigation

Mergers and Acquisitions

Mining

Nonprofit Organizations

Oil & Gas

Real Estate

Securities

Tax

Trusts and Estates

Water

White Collar Criminal Law